Investment Compliance Monitoring
Intuitive solutions to your expanding needs
Today, investment governance is under ever-greater regulatory scrutiny and transparency is paramount.
Understand the investment activities carried out on your behalf in real time. Avoid and identify breaches of your rules and quickly engage investment managers to resolve issues.
Powerful technology to monitor compliance with your investment guidelines
Using new and innovative technology, we have rebuilt our post-trade compliance platform, including the Compliance Analyst® monitoring system and the Compliance RADAR™ workflow tool, to deliver transparency and control across your investments quickly and intuitively. Monitor adherence to guidelines easily using quality data and powerful automation.
- Identify and correct issues before they become breaches
- Gain greater control by creating rules which accurately reflect your investment guidelines
- Resolve issues faster with intuitive tools that allow you to swiftly investigate what has happened
- Work together online with your team in real time, sharing notes and creating an audit trail
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Douglas Gee |
Head of Business Development Europe, Middle East and Africa
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+44 (0)207 982 2376
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Douglas Gee
Head of Business Development Europe, Middle East and Africa
Douglas joined Northern Trust in 2008 and has over 19 years of business development experience, the last seven of which have been spent in the banking and asset servicing industry. Douglas is currently responsible for leading Northern Trust’s EMEA business development group in London. He manages sales teams in Stockholm, Amsterdam, London, Dublin, Luxembourg, Channel Islands and the Middle East, responsible for offering the breath of Northern Trust’s asset servicing and capital markets solutions to both asset owner and asset manager communities.
Prior to assuming this responsibility in September 2015, Douglas spent four years leading Northern Trust’s Institutional Investor Group (IIG) Business Development team for UK, Ireland and latterly Africa, with responsibility for offering Northern Trust’s services to pension fund, insurance, sovereign wealth fund, central banking and charity sectors.
Douglas has been instrumental in maintaining and developing Northern Trust's focus on the pension fund industry and works with Northern Trust’s Retirement Solution Practice, an advisory group dedicated to helping institutions navigate the complexities of the global retirement market.
Prior to joining Northern Trust, Douglas worked in the IT industry for 12 years, specialising in business development for Morse Group Plc and Computacenter Plc.
He earned a B.Sc. degree, with honours, in Computer Sciences and Politics from University of West England, Bristol, having previously attended Winchester College.
Prior to assuming this responsibility in September 2015, Douglas spent four years leading Northern Trust’s Institutional Investor Group (IIG) Business Development team for UK, Ireland and latterly Africa, with responsibility for offering Northern Trust’s services to pension fund, insurance, sovereign wealth fund, central banking and charity sectors.
Douglas has been instrumental in maintaining and developing Northern Trust's focus on the pension fund industry and works with Northern Trust’s Retirement Solution Practice, an advisory group dedicated to helping institutions navigate the complexities of the global retirement market.
Prior to joining Northern Trust, Douglas worked in the IT industry for 12 years, specialising in business development for Morse Group Plc and Computacenter Plc.
He earned a B.Sc. degree, with honours, in Computer Sciences and Politics from University of West England, Bristol, having previously attended Winchester College.