Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. For more information, read our legal and regulatory information about individual market offices.
Northern Trust Asset Management is composed of Northern Trust Investments, Inc., Northern Trust Global Investments Limited, Northern Trust Global Investments Japan, K.K., NT Global Advisors, Inc., 50 South Capital Advisors, LLC, and personnel of The Northern Trust Company of Hong Kong Limited and The Northern Trust Company.
The Northern Trust Company holds Australian Financial Services Licence (“AFSL”) No. 314970 ARBN 126 279 918 issued by the Australian Securities and Investments Commission (ASIC). Pursuant to current ASIC Class Order/transitional relief, Northern Trust Global Investments Limited (“NTGIL”) ARBN 601 851 594 is exempt from the requirement to hold an AFSL under the Corporations Act. NTGIL is authorised and regulated by the FCA under UK laws, which differ from Australian laws. Similarly, pursuant to current ASIC Class Order/transitional relief, The Northern Trust Company of Hong Kong Limited (“TNTCHK”) ARBN 601 850 891 is also exempt from the requirement to hold an AFSL under the Corporations Act. TNTCHK is authorized and regulated by the SFC under Hong Kong laws, which differ from Australian laws. For investors in Australia, material on this website is directed to and should only be accessed by wholesale and professional investors within the meaning of the Corporations Act 2001 (Cth) and is not intended for retail clients. For investors in New Zealand, this material is directed to and should only be accessed by registered financial service providers and is not intended for retail clients.
